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Australia: Standard form contract clauses found to be unfair and invalid

clarendonlawyers.com.au/standard-form-contract-clauses-found-to-be-unfair-and-invalid-by-the-federal-court/ 0

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UK: Court requires investor to disclose investment history to show appetite for risk and sophistication

hsfnotes.com/bankinglitigation/2020/08/05/high-court-requires-claimant-investors-to-disclose-their-investment-history-to-show-their-level-of-sophistication-and-appetite-for-risk/#page=1 0

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US: OCIE examining LIBOR transition preparedness — How investment companies should prepare

us.eversheds-sutherland.com/NewsCommentary/Legal-Alerts/234343/OCIE-examining-LIBOR-transition-preparedness-How-investment-companies-should-prepare-now See also:bit.ly/3fQ73Gm 0

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US: Federal Court rules Bitcoin is “Money”

blockchain.bakermckenzie.com/2020/07/29/u-s-federal-court-rules-that-bitcoin-is-money/#page=1 0

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Switzerland: Guidelines for the integration of ESG considerations

www.swissbanking.org/en/library/richtlinien/leitfaden-fuer-den-einbezug-von-esg-kriterien-in-den-beratungsprozess-fuer-privatkunden/sbvg_sustainable-leitfaden_en.pdf/@@download/file/SBVg_Sustainable-Leitfaden_EN.pdfwww.mme.ch/en/magazine/magazine-detail/url_magazine/guidelines_for_the_integration_of_esg_considerations/ 0

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US: SEC money penalty and disgorgement of USD 40 million for Adviser’s failure to disclose Conflicts of Interest

www.findknowdo.com/news/07/28/2020/sec-charges-adviser-failure-disclose-conflicts-interest?utm 0

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Ireland: 10 year prohibition for providing misleading information to Central Bank

www.dilloneustace.com/legal-updates/individual-gets-10-year-prohibition-for-providing-misleading-information-in-an-individual-questionnaire 0

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Australia: The landscape on general and personal advice

hsfnotes.com/fsraustralia/2020/07/24/spotlight-on-general-and-personal-advice/ 0

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Hong Kong: Can you get a Vesting Order for cyber fraud cases?

www.deacons.com/news-and-insights/publications/can-you-get-a-vesting-order-for-cyber-fraud-cases.html 0

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Italy: AML – On-line KYC

www.engage.hoganlovells.com/knowledgeservices/news/italian-aml-news-on-line-kycsca/ 0

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